Our financial regulatory and compliance practice forms part of the wider Financial Services Team to provide an integrated service to clients across the full spectrum of the financial services industry. We also rely on our Dispute Resolution Team to handle contentious regulatory matters for major financial institutions and smaller operators in the sector. We assist clients in all aspects of regulatory and compliance work, assisting them with on-going issues with regulators, as well as in developing systems and processes which should pre-empt regulatory issues.
Our deep multi-disciplinary team is a first port of call for regulated firms operating across the full spectrum of financial services.
Our extensive experience includes assisting with licensing and product launches, development of distribution platforms, regulatory audits and investigations, regulatory aspects of commercial transactions, cross-border distribution issues, matters of internal control and governance and ongoing regulatory compliance matters generally. We also advise firms operating at the very forefront of the financial services industry in navigating complex litigious and reputational threatening issues. We are trusted counsel to some of the most established banks, financial institutions, fintech firms, as well as firms active in the investments, insurance, and pensions space, both at a domestic and international level.
The breadth and profile of the work we handle underscores the quality of our regulatory practice.